Meeting documents

Cabinet
Monday, 5th July, 2004

Annex 9

Figure 2: Stages of plan-making and SEA

Stages of plan-making

Stages of SEA (and Sustainability Appraisal

where relevant)

Key stages are shown in bold.

Detailed activities are in light type.

Requirements of the Directive are in bold.

Guidance on methods is in light type.

Identify issues and options and prepare for consultation

The ODPM guidance publication `Making Plans' suggests the following activities among others

at this stage:

_ Undertaking a policy context review

_ Carrying out assessment of adopted plan

_ Carrying out research and studies

_ Developing strategic options

_ Developing a participation strategy

_ Preparing the issues and options report

Prepare Environmental Report on the likely

significant environmental effects of the plan

or programme and reasonable alternatives

(Article 5 and Annex I)

The initial stages of SEA/sustainability appraisal

can be carried out in parallel with the issues and options stage of plan-making. This will usually be the best time for:

_ Identifying plans, programmes and environmental protection objectives relevant to the SEA

_ Developing SEA and sustainability appraisal objectives, if these are to be used

_ Collecting data to establish environmental and sustainability baselines and identify problems

_ Identifying alternatives to be assessed

Consult authorities with environmental responsibilities on the scope of the Environmental Report (Article 5.4)

The Directive does not require public consultation until the Environmental Report on the draft plan is finalised, but authorities may find it useful to publish environmental and sustainability information in support of the issues and options report. Public feedback at this stage may also provide more information for the Environmental Report or sustainability appraisal.

Consult public on issues and options

Prepare the plan for formal consultation stage

_ Assess responses to consultation on issues and options

_ Develop preferred strategy

_ Identify proposals to be taken forward

_ Develop policies

_ Draft the plan

 

Full public consultation/participation on proposed plan (the deposit stage under the existing system)

_ Publication of plan (corresponding to what the Directive terms `the draft plan')

_ Public consideration and participation

_ Analysis of representations

_ Negotiations with objectors

Consultation may take place in several stages

including examination. This table does not make

any assumption about the number of stages or

how the public is involved at any given point

during consultation

Make the Environmental Report on the draft

plan available to the public and

environmental authorities and give them the

opportunity to express opinions (Article 6)

At this stage the Environmental Report should

comply fully with Directive Annex I. It should

therefore cover:

_ The effects of the plan, including alternatives still under consideration, on the environment

_ Proposals for mitigating adverse effects

_ Proposals for monitoring

Depending on the extent of changes to the plan

during this stage, revisions may be needed to

the Environmental Report/sustainability appraisal

Finalise and adopt plan

_ Amendments to the plan (including changes stemming from SEA or sustainability appraisal)

_ Inspector's modifications

Take account of the Environmental Report and opinions from consultees (Article 8)

Integrate environmental and sustainability

considerations to amendments and

modifications to plan.

Publish adopted plan

Publish information on how the Environmental

Report and consultees' opinions were taken

into account, reasons for choice of alternatives,

and proposals for monitoring (Article 9).

Monitor plan implementation

During implementation, monitor significant

environmental effects (Article 10)

Extract from `The Strategic Environmental Assessment Directive: Guidance for Planning Authorities', http://www.odpm.gov.uk/stellent/groups/odpm_planning/documents/page/odpm_plan_026670.pdf

Figure 2: Stages of plan-making and SEA